CAIPNX Alternative Income Portfolio


The Income Trust seeks to provide current income and, as a secondary objective, the potential for capital appreciation.

Strategy Description

Under normal circumstances, the trust will invest at least 80% of the value of its assets in alternative asset classes consisting of real estate investment trusts (“REITs”), shares of closed-end funds that have elected to be treated as business development companies under the Investment Company Act of 1940, as amended (“BDCs”), master limited partnerships (“MLPs”) and shares of closed-end investment companies (“Closed-End Funds”) that invest substantially all of their assets in MLPs. The sponsor has decided to combine these asset classes to create a trust that has the potential to benefit from the performance of each asset class as well as the reduced volatility that can result from an increase in diversification. As a result of this strategy, the trust is concentrated in the energy sector, financial sector and real estate sector. The sponsor, with the assistance of Guggenheim Partners Investment Management, LLC (“GPIM”), an affiliate of Guggenheim Partners, LLC, has selected the securities to be included in the trust’s portfolio.

Summary Data

Label Value
Status Secondary
Sponsor Guggenheim Funds Distributors
Series Series 14
Asset Class Multi-Asset Allocation
Investment Strategy/Goal Aggressive Income
Investment Type/Style Tactical Allocation - Income

Performance Disclosure

Cumulative returns of each unit investment trust series are based on distributions received in cash and recognized on the ex-dividend date and paid out on the payable date during the life of the unit investment trust. Returns are calculated excluding the Transactional Sales Charge for each unit investment trust series but does reflect the Creation & Development Fee and trust operating expenses as incurred for each unit investment trust series. The returns do not adjust for taxes. If adjusted or taxes, the effects of taxation would reduce the performance depicted.

Past performance is no indicator of future results. Investment return and principal value will fluctuate with changes in market conditions. An investment in units of a unit investment trust when redeemed may be worth more or less than the original investment.

Unit Investment Trust ("UIT") Investment Risks

There is no assurance that a unit investment trust will achieve its investment objective.

Unit investment trusts are unmanaged. You can lose money investing in unit investment trusts. When sold, units may be worth more or less than the original amount invested. Depending upon the specific product offering, investment risks include, but are not limited to, interest rate risk, credit risk, call risk and liquidity risk.

Product(s) discussed herein are not FDIC insured, may lose value, and are not bank guaranteed. You should not purchase an investment product or make an investment recommendation until you have read the specific offering documentation and understand the specific investment terms, features, risks, fees, charges and expenses of such investment.